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Create Continuous Enrollment islands for a certain sub-population

My end goal is to create islands of continuous enrollment days for each CLIENTID for a single sub-population: ‘Adult Expansion’ for calendar years 2019 and 2020. A CLIENTID can be associated with multiple sub-populations in a calendar year, but can never be associated with more than one sub-population at once (there is no overlap in enrollment). My data go back to 2016, but I am only interested in 2019 and 2020. The data are structured that each row is a single enrollment period, with start and end dates of enrollment, associated with a sub-population.

I’ve included below some dummy data and a desired output to better illustrate my goal:

CREATE TABLE #t (
CLIENTID NVARCHAR(9),
DEMONSTRATION_POPULATION NVARCHAR(30),
ELIGBEGIN DATE,
ELIGEND DATE, 
AGE INT
)
INSERT INTO #t
VALUES 
('123456789', 'Adult Expansion', '2019-12-16', '2019-12-31', 52)
, ('123456789', 'Adult Expansion', '2020-01-01', '2020-01-15', 52)
, ('123456789', 'Adult Expansion', '2020-03-01', '2020-03-31', 52)
, ('123456789', 'Adult Expansion', '2020-04-01', '2020-04-30', 52)
, ('123456789', 'Adult Expansion', '2020-05-01', '2020-05-31', 52)
, ('123456789', 'Adult Expansion', '2020-06-01', '2020-06-30', 52)
, ('123456789', 'Adult Expansion', '2020-07-01', '2020-07-31', 52)
, ('123456789', 'Adult Expansion', '2020-08-01', '2020-08-31', 52)
, ('123456789', 'Adult Expansion', '2020-09-01', '2020-09-30', 52)
, ('123456789', 'Adult Expansion', '2020-10-01', '2020-10-31', 52)
, ('123456789', 'Adult Expansion', '2020-11-01', '2020-11-30', 52)
, ('123456789', 'Adult Expansion', '2020-12-01', '2020-12-31', 52)
------------------------NEW CLIENTID-----------------------------
,('012345678', 'Demonstration Population #3', '2019-10-01', '2019-10-31', 52)
,('012345678', 'Demonstration Population #3', '2019-11-01', '2019-11-30', 52)
,('012345678', 'Demonstration Population #3', '2019-12-01', '2019-12-31', 52)
,('012345678', 'Demonstration Population #3', '2020-01-01', '2020-01-31', 52)
,('012345678', 'Adult Expansion', '2020-02-01', '2020-02-28', 52)
,('012345678', 'Demonstration Population #3', '2020-02-29', '2020-02-29', 52)
,('012345678', 'Adult Expansion', '2020-03-01', '2020-03-31', 52)
,('012345678', 'Adult Expansion', '2020-04-01', '2020-04-30', 52)
,('012345678', 'Adult Expansion', '2020-05-01', '2020-05-31', 52)
,('012345678', 'Adult Expansion', '2020-06-01', '2020-06-30', 52)
,('012345678', 'Adult Expansion', '2020-07-01', '2020-07-31', 52)
,('012345678', 'Adult Expansion', '2020-08-01', '2020-08-31', 52)
,('012345678', 'Adult Expansion', '2020-09-01', '2020-09-30', 52)
,('012345678', 'Adult Expansion', '2020-10-01', '2020-10-31', 52)
,('012345678', 'Adult Expansion', '2020-11-01', '2020-11-30', 52)
,('012345678', 'Adult Expansion', '2020-12-01', '2020-12-31', 52)
---------------------------NEW CLIENTID---------------------------
,('020234587', 'Adult Expansion',   '2019-06-01', '2019-06-30', 36)
,('020234587', 'Adult Expansion',   '2019-08-01', '2019-08-31', 36)
,('020234587', 'Adult Expansion',   '2019-09-01', '2019-09-30', 36)
,('020234587', 'Adult Expansion',   '2019-10-01', '2019-10-31', 36)
,('020234587', 'Adult Expansion',   '2019-11-01', '2019-11-30', 36)
,('020234587', 'Non-1115-Waiver',   '2019-12-01', '2019-12-31', 36)
,('020234587', 'Non-1115-Waiver',   '2020-01-01', '2020-01-31', 36)
,('020234587', 'Non-1115-Waiver',   '2020-02-01', '2020-02-29', 36)

DESIRED OUTPUT:

CLIENTID AGE ELIGBEGIN ELIGEND Sequence_ID
123456789 52 2019-12-19 2019-12-31 1
123456789 52 2020-01-01 2020-01-15 2
123456789 52 2020-03-01 2020-12-31 3
012345678 52 2020-02-01 2020-28-20 1
012345678 52 2020-03-01 2020-03-31 2
020234587 36 2019-06-01 2019-06-30 1
020234587 36 2019-08-01 2019-11-30 2

Then here is the current code I am using to attempt and solve this problem.

SELECT * INTO #y1 FROM #t
WHERE YEAR(ELIGBEGIN) = '2019'

SELECT s1.CLIENTID
       , s1.AGE
       , CAST(s1.ELIGBEGIN AS DATETIME)    AS ELIGBEGIN
       , MIN(CAST(t1.ELIGEND AS DATETIME)) AS ELIGEND
       , ROW_NUMBER() OVER(PARTITION BY s1.CLIENTID ORDER BY CAST(s1.ELIGBEGIN AS DATETIME)) AS Sequence_ID
INTO #CY19
FROM --[dbo].[Eligs] 
 --#t s1
 #y1 s1
INNER JOIN #y1--#t
t1 ON t1.CLIENTID = s1.CLIENTID
                   AND CAST(s1.ELIGBEGIN AS DATETIME) <= CAST(t1.ELIGEND AS DATETIME)
                   AND t1.DEMONSTRATION_POPULATION = 'Adult Expansion'
    AND NOT EXISTS
    (
    SELECT * FROM #y1 t2--#t t2
                 WHERE t2.CLIENTID = t1.CLIENTID
                   AND (CAST(t1.ELIGEND AS DATETIME) + 1) >= CAST(t2.ELIGBEGIN AS DATETIME)
                         AND CAST(t1.ELIGEND AS DATETIME) < CAST(t2.ELIGEND AS DATETIME)
                   )
WHERE --s1.DEMONSTRATION_POPULATION = 'Adult Expansion' AND 
    NOT EXISTS
    (
    SELECT * FROM #y1 s2--#t s2
                 WHERE s2.CLIENTID = s1.CLIENTID
                   AND CAST(s1.ELIGBEGIN AS DATETIME)       > CAST(s2.ELIGBEGIN AS DATETIME)
                   AND (CAST(s1.ELIGBEGIN AS DATETIME) - 1) <= CAST(s2.ELIGEND AS DATETIME)
                   )
        --AND s1.DEMONSTRATION_POPLUATION = 'Adult Expansion'
        --AND s1.UMIC = '1'
GROUP BY s1.CLIENTID, CAST(s1.ELIGBEGIN AS DATETIME), s1.AGE, s1.ELIGBEGIN, s1.DEMONSTRATION_POPULATION
ORDER BY s1.CLIENTID, CAST(s1.ELIGBEGIN AS DATETIME)

--do the same for the 2020 calendar year:
SELECT * INTO #y2
FROM #t
WHERE YEAR(ELIGBEGIN) = '2020'

SELECT s1.CLIENTID
       , s1.AGE
       , CAST(s1.ELIGBEGIN AS DATETIME)    AS ELIGBEGIN
       , MIN(CAST(t1.ELIGEND AS DATETIME)) AS ELIGEND
       , ROW_NUMBER() OVER(PARTITION BY s1.CLIENTID ORDER BY CAST(s1.ELIGBEGIN AS DATETIME)) AS Sequence_ID
INTO #CY20
FROM --[dbo].[Eligs] 
 --#t s1
 #y2 s1
INNER JOIN #y2--#t
t1 ON t1.CLIENTID = s1.CLIENTID
                   AND CAST(s1.ELIGBEGIN AS DATETIME) <= CAST(t1.ELIGEND AS DATETIME)
                   AND s1.DEMONSTRATION_POPULATION = 'Adult Expansion'
    AND NOT EXISTS
    (
    SELECT * FROM #y2 t2--#t t2
                 WHERE t2.CLIENTID = t1.CLIENTID
                   AND (CAST(t1.ELIGEND AS DATETIME) + 1) >= CAST(t2.ELIGBEGIN AS DATETIME)
                         AND CAST(t1.ELIGEND AS DATETIME) < CAST(t2.ELIGEND AS DATETIME)
                   )
WHERE --s1.DEMONSTRATION_POPLUATION = 'Adult Expansion' 
    --AND 
    NOT EXISTS
    (
    SELECT * FROM #y2 s2--#t s2
                 WHERE s2.CLIENTID = s1.CLIENTID
                   AND CAST(s1.ELIGBEGIN AS DATETIME)       > CAST(s2.ELIGBEGIN AS DATETIME)
                   AND (CAST(s1.ELIGBEGIN AS DATETIME) - 1) <= CAST(s2.ELIGEND AS DATETIME)
                   )
        --AND s1.DEMONSTRATION_POPLUATION = 'Adult Expansion'
        --AND s1.UMIC = '1'
GROUP BY s1.CLIENTID, CAST(s1.ELIGBEGIN AS DATETIME), s1.AGE
--ORDER BY s1.CLIENTID, CAST(s1.ELIGBEGIN AS DATETIME)
;

SELECT CLIENTID
, AGE
, ELIGBEGIN
, ELIGEND
, Sequence_ID = ROW_NUMBER() OVER (PARTITION BY CLIENTID ORDER BY ELIGBEGIN)
INTO #testcase
FROM (
SELECT * FROM #CY19
UNION
SELECT * FROM #CY20) a

SELECT * FROM #testcase
ORDER BY CLIENTID

However, the actual output of the final SELECT * FROM #testcase is the following:

ACTUAL RESULT:

CLIENTID AGE ELIGBEGIN ELIGEND Sequence_ID
123456789 52 2019-12-19 2019-12-31 1
123456789 52 2020-01-01 2020-01-15 2
123456789 52 2020-03-01 2020-12-31 3
020234587 36 2019-06-01 2019-06-30 1
020234587 36 2019-08-01 2019-11-30 2

As you can see there are three major issues I’m facing with the actual output not matching the desired output.

  1. I have to run the same query twice for two different years because I couldn’t figure out how to otherwise segment enrollment for a member with continuous enrollment from 2019-12-31 to 2020-01-31 and beyond. If I run the code table #t instead of table #y1, the first CLIENTID’s output would be 12/16/19 through 1/15/20, which I do not want.
  2. I entirely lose one CLIENTID because they were in the ‘Adult Expansion’ sub-population, then in the ‘Demonstration Population #3’, and back into the ‘Adult Expansion’
  3. For some reason, the code will properly ignore preceding rows where a client’s DEMONSTRATION_POPULATION != 'Adult Expansion' but if a CLIENTID changes from ‘Adult Expansion’ to a different sub-population, then the actual output still includes the enrollment dates from this different sub-population which is directly against my desired output. I only want the enrollment segments when an individual is enrolled in ‘Adult Expansion’.

If anyone can assist in solving for the three above problems, I would be super grateful!

Thanks, in advance, for any tips!

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Answer

Here’s a solution using a gaps-and-islands approach:

;WITH prevNextCTE
AS
(
    SELECT CLIENTID,
           DEMONSTRATION_POPULATION,
           ELIGBEGIN,
           ELIGEND,
           AGE,
           -- compare the year of the previous record to the current to create split at year end
           CASE WHEN YEAR(LAG(ELIGEND,1) OVER (PARTITION BY CLIENTID ORDER BY ELIGBEGIN)) = YEAR(ELIGBEGIN)
                THEN LAG(ELIGEND,1) OVER (PARTITION BY CLIENTID ORDER BY ELIGBEGIN)
           END AS prevELIGEND,
           -- compare the year of the next record to the current to create split at year end
           CASE WHEN YEAR(LEAD(ELIGBEGIN,1) OVER (PARTITION BY CLIENTID ORDER BY ELIGBEGIN)) = YEAR(ELIGEND)
                THEN LEAD(ELIGBEGIN,1) OVER (PARTITION BY CLIENTID ORDER BY ELIGBEGIN)
           END AS nextELIGBEGIN
    FROM #t
    WHERE DEMONSTRATION_POPULATION = 'Adult Expansion'
)
,islandStartCTE
AS
(
    SELECT *,
           ROW_NUMBER() OVER (PARTITION BY CLIENTID ORDER BY ELIGBEGIN) AS sequence_no
    FROM prevNextCTE
    WHERE prevELIGEND IS NULL
    OR DATEADD(DAY,1,prevELIGEND) < ELIGBEGIN
)
,islandEndCTE
AS
(
    SELECT *,
           ROW_NUMBER() OVER (PARTITION BY CLIENTID ORDER BY ELIGBEGIN) AS sequence_no
    FROM prevNextCTE
    WHERE nextELIGBEGIN IS NULL
    OR DATEADD(DAY,1,ELIGEND) < nextELIGBEGIN
)
SELECT iss.CLIENTID,
       iss.AGE,
       iss.ELIGBEGIN,
       ise.ELIGEND,
       iss.sequence_no
FROM islandStartCTE AS iss
-- left join here is not necessary but makes it easier to spot errors 
-- when a start position has no matching end (which should not occur)
LEFT
JOIN islandEndCTE AS ise 
ON ise.CLIENTID = iss.CLIENTID
AND ise.sequence_no = iss.sequence_no
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